Represented Spell Capital Partners, LLC in connection with its acquisition of Complete Packaging, LLC, a leading supplier of precision-engineered and customizable packaging solutions primarily to automotive and industrial markets based in Monroe, Mich.
Underwriter’s counsel to JMP Securities, LLC, acting as sole book-running manager for $50 million common stock offering for Western Asset Mortgage Capital Corporation.
Underwriter’s counsel to Alexander Capital, L.P., acting as lead selling agent for a $2.7 million and a $2.8 million common stock offering for AzurX BioPharma, Inc.
Represented Acreage Holdings, Inc. in connection with its acquisition of Form Factory, Inc., a cannabis manufacturer, co-packer, and distributor headquartered in Portland, Ore.
Represented Spell Capital Partners, LLC in connection with its acquisition of Polar Plastics Inc., a manufacturer of plastic film and low-density polyethylene packaging products based in St. Paul, Minn.
Represented Acreage Holdings, Inc.’s U.S. corporate counsel in its reverse takeover of Toronto-based Applied Inventions Management, resulting in the listing of Acreage shares on the Canadian Securities Exchange.
Represented Spell Capital Partners, a Minnesota-based private equity firm, and its portfolio company, Viking Plastics, in connection with the acquisition of Genesis Plastics and Engineering, LLC and Genesis Plastics Solutions, LLC.
Represented Spell Capital Partners, LLC in its acquisition of Viking Engineering & Development, Inc., a manufacturer of automated wood pallet and bedding manufacturer equipment. The transaction drew on the experience of the firm's corporate, employee benefits, tax, real estate, intellectual property, and environmental attorneys.
Underwriter’s counsel to Alexander Capital, L.P., acting as lead managing selling agent for $6.5 million Regulation A+ initial public offering of common stock of Xspand Products Labs, Inc.
Represented Spell Capital Partners, LLC and its portfolio company, Viking Plastics, in connection with its acquisition of Kentucky Manufacturing & Technology, LLC, a Louisville, Ky.-based manufacturer of high-precision, custom injection molded products.
Served as underwriters’ counsel to WallachBeth Capital, LLC and Network 1 Financial Securities, Inc. in the initial public offering of Co-Diagnostics, Inc.
Underwriter’s counsel to Boenning & Scattergood, Inc., acting as sole book-running manager (with American Capital Partners, LLC and Joseph Gunnar & Co., LLC acting as co-managers) in connection with an underwritten public offering by 1347 Property Insurance Holdings, Inc. of its 8% Cumulative Preferred Stock, Series A.
Underwriter’s counsel to JMP Securities, LLC, acting as sole book-running manager for $100 million convertible senior note offering for Western Asset Mortgage Capital Corporation.
Underwriter’s counsel to JMP Securities, LLC, acting as placement agent for equity distribution at-the-market offering for Five Oaks Investment Corp.
Underwriter’s counsel to JMP Securities, LLC, acting as placement agent for equity distribution at-the-market offering for Western Asset Mortgage Capital Corporation.
Underwriter’s counsel to WallachBeth Capital, LLC and Network1 Financial Securities, Inc., acting as co-book running managers for $5.2 million initial public offering of common stock of AzurRX BioPharma, Inc.
Represented the underwriters in connection with the initial public offering of AzurRX BioPharma, Inc., which develops non-systemic, recombinant protein therapies for gastrointestinal diseases and is headquartered in Brooklyn, N.Y., with scientific operations based in Langlade, France.
Represented WWSC Holdings, LLC, one of the largest structural steel fabrication and erection companies in North America, in connection with the acquisition by Alleghany Capital Corporation of a majority interest in the company.
Counsel to Ocean Power Technologies, Inc. in its at-the-market offering of shares of common stock.
Counsel to Spell Capital Partners, LLC on its sale of Engineered Products Company to the Donaldson Company, Inc.
U.S. counsel to Robert Bosch GmbH on its sale of Bosch Rexroth AG global pneumatics business to Triton Partners.
Counsel to Piper Jaffray Companies, financial advisor to Solta Medical, on its fairness opinion in connection with the tender offer by Valeant Pharmaceuticals International Inc.
Counsel to Genmab A/S on its sale of an antibody manufacturing facility to Baxter, a medical manufacturer and researcher.